Self-regulatory organization

Results: 1339



#Item
101Financial economics / Financial Industry Regulatory Authority / Securities Exchange Act / NYSE Euronext / Registered representative / U.S. Securities and Exchange Commission / Self-regulatory organization / NASDAQ / Selling away / United States securities law / Economy of the United States / Business

Federal Register / Vol. 72, No[removed]Friday, October 5, [removed]Notices V. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act 24 that the proposed rule change (SR–CBOE–2007– 103), be, and i

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2015-04-07 03:56:54
102Taxation in the United States / Social Security Administration / Politics of the United States / Government procurement in the United States / Static single assignment form / Social Security / Voice over IP / Privacy Act / Records management / United States administrative law / Privacy law / Government

[removed]Federal Register / Vol. 73, No[removed]Thursday, March 27, [removed]Notices (B) Self-Regulatory Organization’s Statement on Burden on Competition

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2010-12-01 17:34:31
103Government / Politics of the United States / Federal assistance in the United States / Economy of the United States / Social Security Administration / Social Security number / Supplemental Security Income / Privacy Act / Government procurement in the United States / Social Security / United States administrative law / Taxation in the United States

Federal Register / Vol. 70, No[removed]Monday, May 23, [removed]Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change, as amended, will imp

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2010-12-01 13:44:49
104Financial regulation / Financial system / New Deal / Securities Act / Securities regulation in the United States / Financial economics / U.S. Securities and Exchange Commission / Self-regulatory organization / Securities Exchange Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

December 1, 2000 Mr. Jack Drogin Assistant Director Division of Market Regulation Securities and Exchange Commission 450 Fifth Street, N.W.

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2013-03-21 18:14:53
105Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Securities regulation in the United States / Self-regulatory organization / Financial system / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SR-FINRA[removed]Extension No. 1

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2013-04-11 15:04:29
106Finance / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Self-regulatory organization / Security / Selling away / Securities regulation in the United States / United States securities law / Financial economics / Financial system

SR-FINRA[removed]Federal Register Notice

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2013-04-11 16:03:07
107Financial system / Investment / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities regulation in the United States / Self-regulatory organization / Security / United States securities law / Stock market / Financial economics

OMB APPROVAL OMB Number: [removed]Expires: June 30, 2007 Estimated average burden

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2015-04-09 12:59:13
108Financial system / Investment / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities regulation in the United States / Self-regulatory organization / Security / United States securities law / Stock market / Financial economics

OMB APPROVAL OMB Number: [removed]Expires: June 30, 2007 Estimated average burden

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2013-03-21 17:55:15
109Financial system / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Security / Covered security / United States securities law / Financial regulation / Financial economics

[removed]Federal Register / Vol. 76, No[removed]Wednesday, June 8, [removed]Notices Electronic Comments C. Self-Regulatory Organization’s

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2013-04-11 15:55:50
110Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Securities regulation in the United States / Self-regulatory organization / Financial system / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SR-FINRA[removed]Extension No. 1

Add to Reading List

Source URL: www.finra.org

Language: English - Date: 2015-04-09 12:54:46
UPDATE